A regulated provider
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Recognized and reputable
We are regulated by the Cayman Islands Monetary Authority under the Securities Investment Business Law of the Cayman Islands.
We believe in and firmly support regulatory oversight. We undergo regular audits and communicate service changes to our clients. Furthermore, our parent company, StoneX Group Inc., is NASDAQ-listed and subject to the highest standards of corporate governance, financial reporting, and disclosure.
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1
Canada
Canadian Investment Regulatory Organization (CIRO)
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2
Cyprus
Cyprus Securities & Exchange Commission (CySEC)
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3
USA
The National Futures Association (NFA)
Commodities Futures Trading Commission (CFTC) -
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Cayman Islands
Cayman Islands Monetary Authority (CIMA)
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5
UK
Financial Conduct Authority (FCA)
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6
Japan
The Financial Services Agency (FSA)
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7
Singapore
The Monetary Authority of Singapore (MAS)
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8
Australia
The Australian Securities and Investments Commission (ASIC)
Our risk management philosophy
We frequently review procedures across various areas of our business to help ensure the protection of our customers' assets and that their best interests are served.
Also, we maintain capital levels well in excess of those required by the regulator to help ensure we are well-capitalized in times of economic uncertainty. In addition, we have an established global liquidity plan that provides access to significant resources from the StoneX group of companies as well as an external revolving credit facility.
- Business Continuity and Disaster Recovery
- Risk Management
- Supervision of Electronic Trading Systems (i.e. trading platforms)
- Information Security
- Anti-Money Laundering
- Customer Complaints
Financial Strength & Stability
FOREX.com is a wholly owned subsidiary of StoneX Group Inc. (NASDAQ: SNEX), a publicly traded company, and meets the highest standards of corporate governance, financial reporting and disclosure. StoneX has a proven record of financial strength and stability, with resources to continue to innovate and lead the industry forward.
We believe financial transparency provides our customers and partners with confidence that the company is well-managed and well-capitalized, with ample resources to continue to innovate and lead the industry forward.
Safety of Funds
All retail client money is fully segregated from our own funds and held in separate accounts with top-tier banks. We only use our own funds for hedging and never engage in proprietary trading.
We perform robust bank/broker reviews and assess counterparty creditworthiness daily in light of pre-established limits for all entities holding FOREX.com firm and customer assets. In addition, our corporate governance framework requires that the Risk Committee of StoneX Group Inc. (NASDAQ: SNEX) review and approve our counterparty risk monitoring procedures as well as counterparty limits on at least a quarterly basis.
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